Form D · Hedge Fund

Robotti Opportunity Value Fund, LLC

New York, NY · CIK 0001584745

Offering snapshot reported Oct 28, 2020 · SEC filing

Reported sold: $20M
Investors reported: 16
Minimum accepted: $250K
First sale: Aug 21, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 28, 2020	Amendment	$19,975,000	$0vs Mar 13, 2019	16	SEC filing
Mar 13, 2019	Amendment	$19,975,000	$0vs Mar 15, 2018	16	SEC filing
Mar 15, 2018	Initial	$19,975,000	No comparison	15	SEC filing
Mar 2, 2017	Amendment	$9,975,000	$0vs Mar 7, 2016	15	SEC filing
Mar 7, 2016	Amendment	$9,975,000	$7,675,000vs Aug 21, 2014	15	SEC filing
Aug 21, 2014	Initial	$2,300,000	No comparison	9	SEC filing
Aug 22, 2013	Initial	$1,950,000	No comparison	6	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $11.2K (estimated)
Form D file number: 021-307879

No proceeds of the offering are used to pay any sales commissions or finders' fees. Any sales commissions or finders' fees are paid only by the Managing Member of, or investment adviser to, the Issuer.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Robotti Securities, LLC	13251	Robotti Securities, LLC · CRD 13251

Source: Form D, filed Oct 28, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROBOTTI OPPORTUNITY VALUE FUND, LLC

Investment adviser: ROBOTTI & COMPANY ADVISORS, LLC

Gross asset value: $19.1M
Beneficial owners: 14
ADV minimum commitment: $250K

Reported in Form ADV on Jul 2, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STRATA FUND SOLUTIONS LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer ROBOTTI SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

PERSHING LLC
SEC 8-17574

ROBOTTI SECURITIES, LLC
CRD 13251 · SEC 8-28886

Filing source

Form ADV 1442745 · Jul 2, 2020 · Schedule D 7.B.(1), fund 805-6764955043

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stephen Hart	Executive
Robert Robotti	Promoter
Robotti Opportunity Value Management Company, Llc Robotti Opportunity Value Management Company, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6 East 43 Rd Street 23 Rd Floor
New York, NY, 10017-4651