Form D · Hedge Fund

Robertson Opportunity Offshore Fund Ltd

Dallas, TX · CIK 0001404627

Offering snapshot reported Mar 7, 2016 · SEC filing

Reported sold: $6.25M
Investors reported: 2
Minimum accepted: $250K
First sale: Jul 1, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 7, 2016	Amendment	$6,250,000	$0vs Mar 6, 2015	2	SEC filing
Mar 6, 2015	Amendment	$6,250,000	$0vs Mar 7, 2014	2	SEC filing
Mar 7, 2014	Amendment	$6,250,000	$0vs Mar 8, 2013	2	SEC filing
Mar 8, 2013	Amendment	$6,250,000	$0vs Mar 9, 2012	2	SEC filing
Mar 9, 2012	Amendment	$6,250,000	$0vs Mar 14, 2011	2	SEC filing
Mar 14, 2011	Amendment	$6,250,000	-$26,250,000vs Mar 12, 2010	2	SEC filing
Mar 12, 2010	Amendment	$32,500,000	$0vs Mar 12, 2009	3	SEC filing
Mar 12, 2009	Amendment	$32,500,000	No comparison	Not reported	SEC filing
Jun 25, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $23.5K
Finders' fees: $0
Form D file number: 021-105214

Sales commission is a rebate of management fee to third party marketers.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Randy Rodgers	813965	UBS Financial Services, Inc. · CRD 8174

Source: Form D, filed Mar 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROBERTSON OPPORTUNITY OFFSHORE FUND, LTD.

Investment adviser: ROBERTSON OPPORTUNITY CAPITAL, LLC

Gross asset value: $3.74M
Beneficial owners: 0
ADV minimum commitment: $1M

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EQUINOXE ALTERNATIVE INVESTMENT SERVICES ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, LLP DALLAS, Texas, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. FORT WORTH, Texas, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

JEFFERIES LLC
SEC 8-15074

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1099476 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-5422819649

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brett C. Neubert	Executive, Promoter
James Brett Robertson	Director, Executive, Promoter
Loren Sauer	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

8117 Preston Road West Tower, Suite 675
Dallas, TX, 75001