Form D · Hedge Fund

ARDEN SAGE CAPITAL INTERNATIONAL, LTD.

New York, NY · CIK 0001361128

Offering snapshot reported Nov 5, 2013 · SEC filing

Reported sold
$317M
Indefinite offering
Investors reported
43
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2000
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$239M$478MJan 25, 2007Mar 10, 2010: $455,822,678.00Aug 24, 2010: $470,880,677.00Mar 10, 2011: $477,769,678.00Nov 1, 2011: $317,033,471.00Nov 5, 2012: $317,033,471.00Nov 5, 2013: $317,033,471.00Nov 5, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$477,769,678 → $317,033,471
  • Reported investors104 → 43
  • Minimum accepted$50,000 → $1,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 5, 2013Amendment$317,033,471-$160,736,207vs Mar 10, 201143SEC filing
Nov 5, 2012Amendment$317,033,471-$160,736,207vs Mar 10, 201143SEC filing
Nov 1, 2011Amendment$317,033,471-$160,736,207vs Mar 10, 201143SEC filing
Mar 10, 2011Amendment$477,769,678$6,889,001vs Aug 24, 2010104SEC filing
Aug 24, 2010Amendment$470,880,677$15,057,999vs Mar 10, 2010104SEC filing
Mar 10, 2010Amendment$455,822,678No comparison103SEC filing
Jan 25, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Apr 27, 2006PaperNot reportedNo comparisonNot reported

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-89080
Investment Manager Form ADV Part 1A Sec.7.B.(1)(www.adviserinfo.sec.gov)lists persons who may be paid a % of the fee paid to the Investment Manager based on AUM and/or performance fee, or as a percent of applicable investor's investment balance in issuer.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
MultipleNone

Source: Form D, filed Nov 5, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MONTAVILLA PARTNERS, L.P.

Investment adviser: ASTORIA CAPITAL MANAGEMENT, INC.

Gross asset value
$0
Beneficial owners
9
ADV minimum commitment
$25K

Reported in Form ADV on May 16, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker SHORELINE TRADING GROUP LLC SANTAMONICA, California, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

SHORELINE TRADING GROUP LLC
CRD 41888 · SEC 8-49613

Filing source

Form ADV 1218543 · May 16, 2018 · Schedule D 7.B.(1), fund 805-2084112308

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James G. Cleary Director
Charles S. Crow Iii Director
Averell H. Mortimer Director
Timothy J. Stewart Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Arden Asset Management Llc 375 Park Avenue, 32 Nd Floor
New York, NY, 10152