Form D · Hedge Fund

RMB Equity Opportunities QP LLC Series 1

Chicago, IL · CIK 0001679144

Offering snapshot reported Jul 11, 2018 · SEC filing

Reported sold
$8.11M
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.06M$8.11MJul 11, 2016: $4,800,000.00Jul 11, 2016Jul 11, 2017: $7,800,000.00Jul 11, 2017Jul 11, 2018: $8,113,000.00Jul 11, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,800,000 → $8,113,000
  • Reported investors24 → 25

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 11, 2018Amendment$8,113,000$313,000vs Jul 11, 201725SEC filing
Jul 11, 2017Amendment$7,800,000$3,000,000vs Jul 11, 201624SEC filing
Jul 11, 2016Initial$4,800,000No comparison16SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-266731

Source: Form D, filed Jul 11, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RMB EQUITY OPPORTUNITIES QP LLC-SERIES 1

Investment adviser: CURI CAPITAL, LLC

Gross asset value
$7.22M
Beneficial owners
24
ADV minimum commitment
$250K

Reported in Form ADV on May 28, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

Filing source

Form ADV 1325352 · May 28, 2019 · Schedule D 7.B.(1), fund 805-2608520921

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard M. Burridge Director
Walter Clark Director
Frederick Paulman Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
115 S. Lasalle Street 34 Th Floor
Chicago, IL, 60603