Form D · Commercial

RK Opportunity Fund IV, LLC

Long Beach, CA · CIK 0001669887

Offering snapshot reported Mar 21, 2016 · SEC filing

Reported sold
Yet to sell
Offering amount: $100M
Investors reported
0
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$6M
Finders' fees
$6M
Form D file number
021-259653
This is the amount if the maximum offering of $100,000,000 is sold.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Courtlandt Securities Corporation137356
Rance King Securities Corporation15737
Colorado Financial Service Corporation104343
Concorde Investment Services, LLC151604
Crown Capital Securities LP6312
Heritage Financial Systems, Inc.133019
Independent Financial Group7717
Morris Financial, Inc.18561
Newport Coast Securities, Inc.16944
Oak Tree Securities, Inc.18126
Sammons Securities Company, LLC115368
Sigma Financial Corporation14303
Whitehall-Parker Securities, Inc.10608
McDermott Investment Services154926
Strategic Financial Alliance, Inc.126514
Willbanks Securities40673
Lightpath Capital34617
Sandlapper Securities, LLC.137906

Source: Form D, filed Mar 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Rance King, Jr. Executive, Promoter
None Rance King Properties Inc. Promoter

Issuer details

Industry: Commercial (See others in industry)

Address:
3737 East Broadway
Long Beach, CA, 90803