Form D · Investing

RIVI Opportunity Fund, L.P.

Newport Beach, CA · CIK 0001692012

Offering snapshot reported Aug 24, 2017 · SEC filing

Reported sold
$9.95M
Offering amount: $27M
Investors reported
37
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Aug 9, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.98M$9.95MDec 13, 2016: $8,000,000.00Dec 13, 2016Jan 5, 2017: $8,700,000.00Aug 24, 2017: $9,950,000.00Aug 24, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,700,000 → $9,950,000
  • Reported investors23 → 37
  • Minimum accepted$100,000 → $50,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 24, 2017Amendment$9,950,000$1,250,000vs Jan 5, 201737SEC filing
Aug 1, 2017Amendment$1,105,000-$1,445,000vs Jun 1, 201777SEC filing
Jun 1, 2017Amendment$2,550,000$1,235,000vs May 8, 201751SEC filing
May 8, 2017Amendment$1,315,000-$685,000vs Apr 3, 201740SEC filing
Apr 3, 2017Amendment$2,000,000$800,000vs Mar 14, 201726SEC filing
Mar 14, 2017Amendment$1,200,000-$4,100,000vs Feb 22, 20178SEC filing
Feb 22, 2017Amendment$5,300,000$700,000vs Feb 1, 20177SEC filing
Feb 1, 2017Amendment$4,600,000$1,100,000vs Jan 6, 201735SEC filing
Jan 6, 2017Initial$3,500,000No comparison26SEC filing
Jan 5, 2017Amendment$8,700,000$700,000vs Dec 13, 201623SEC filing
Dec 13, 2016Initial$8,000,000No comparison22SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-276169
Represents sales of Class A limited partnership interest

Source: Form D, filed Aug 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIVI OPPORTUNITY FUND LP

Investment adviser: RIVI CAPITAL LLC

Gross asset value
$35M
Beneficial owners
100
ADV minimum commitment
$500K

Reported in Form ADV on Jun 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EISNERAMPER FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER MANHATTAN BEACH, California, United States
Custodian WINTRUST FINANCIAL ROSEMONT, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER
PCAOB 4388

WINTRUST FINANCIAL
LEI Q774KI4AW80FHFW33O61

Filing source

Form ADV 2113716 · Jun 17, 2026 · Schedule D 7.B.(1), fund 805-9760971871

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Menzies Director
Kevin Puil Director
Rivi Capital, Llc Rivi Capital, Llc Director

Issuer details

Industry: Investing (See others in industry)

Address:
888 Clemente Dr.
Newport Beach, CA, 92660