Form D · Other Investment Fund

Riverview Strategic Opportunities Fund IV LP

West Conshohocken, PA · CIK 0001846275

Offering snapshot reported May 24, 2022 · SEC filing

Reported sold
$99.6M
Indefinite offering
Investors reported
191
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 7, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$49.8M$99.6MMay 24, 2021: $66,825,000.00May 24, 2021May 24, 2022: $99,550,000.00May 24, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$66,825,000 → $99,550,000
  • Reported investors116 → 191

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 24, 2022Amendment$99,550,000$32,725,000vs May 24, 2021191SEC filing
May 24, 2021Initial$66,825,000No comparison116SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$615K
Finders' fees
$0
Form D file number
021-400450

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MORGAN STANLEY SMITH BARNEY LLC149777

Source: Form D, filed May 24, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIVERVIEW STRATEGIC OPPORTUNITIES FUND IV LP

Investment adviser: MORGAN STANLEY AIP GP LP

Gross asset value
$169M
Beneficial owners
276
ADV minimum commitment
$250K

Reported in Form ADV on Aug 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 2124570 · Aug 7, 2026 · Schedule D 7.B.(1), fund 805-7062795912

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Martin Laufer Director
N/A Sof Iv Gp Ltd. Promoter
Kevin Solomon Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Front Street, Suite 400
West Conshohocken, PA, 19428-2881