Form D · Hedge Fund

Riverview Strategic Opportunities Fund III (Cayman) LP

West Conshohocken, PA · CIK 0001742274

Offering snapshot reported Jun 15, 2018 · SEC filing

Reported sold
$60.7M
Indefinite offering
Investors reported
111
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 4, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 15, 2018Initial$60,719,226No comparison111SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$572K
Finders' fees
$0
Form D file number
021-314741

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MORGAN STANLEY SMITH BARNEY LLC149777

Source: Form D, filed Jun 15, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Noel Langlois Executive
Martin Laufer Director
N/A Sof Iii Gp Ltd. Promoter
Kevin Solomon Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Front Street, Suite 400
West Conshohocken, PA, 19428-2881