Form D · Hedge Fund

RIVERVIEW STRATEGIC OPPORTUNITIES FUND II (CAYMAN) LP

West Conshohocken, PA · CIK 0001660958

Offering snapshot reported Sep 2, 2016 · SEC filing

Reported sold
$93.1M
Offering amount: $93.1M
Investors reported
127
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 18, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$46.5M$93.1MDec 31, 2015: $18,050,000.00Dec 31, 2015Mar 11, 2016: $55,100,000.00Mar 11, 2016May 13, 2016: $73,144,965.00May 13, 2016Jun 23, 2016: $84,044,965.00Sep 2, 2016: $93,099,965.00Sep 2, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$73,144,965 → $93,099,965
  • Reported investors98 → 127

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 2, 2016Amendment$93,099,965$19,955,000vs May 13, 2016127SEC filing
Jun 23, 2016Amendment$84,044,965$10,900,000vs May 13, 2016127SEC filing
May 13, 2016Amendment$73,144,965$18,044,965vs Mar 11, 201698SEC filing
Mar 11, 2016Amendment$55,100,000$37,050,000vs Dec 31, 201583SEC filing
Dec 31, 2015Initial$18,050,000No comparison59SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$1.13M (estimated)
Finders' fees
$0
Form D file number
021-254275

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MORGAN STANLEY SMITH BARNEY LLC149777

Source: Form D, filed Sep 2, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sam Ellis Director
Stephane Lachance Director
Noel Langlois Executive
N/A Sof Ii Gp Ltd. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Front Street Suite 400
West Conshohocken, PA, 19428-2881