Form D · Hedge Fund
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P
West Conshohocken, PA · CIK 0001376082
Offering snapshot reported Aug 24, 2026 · SEC filing
- Reported sold
- $47.1M Indefinite offering
- Investors reported
- 81 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Mar 1, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$47,951,429 → $47,065,792
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 24, 2026 | Amendment | $47,065,792 | -$885,637vs Aug 26, 2025 | 81 | SEC filing |
| Aug 26, 2025 | Amendment | $47,951,429 | No comparison | Not reported | SEC filing |
| Aug 27, 2024 | Amendment | $47,951,429 | $0vs Aug 25, 2023 | 77 | SEC filing |
| Aug 25, 2023 | Amendment | $47,951,429 | $0vs Aug 26, 2022 | 77 | SEC filing |
| Aug 26, 2022 | Amendment | $47,951,429 | $0vs Aug 27, 2021 | 77 | SEC filing |
| Aug 27, 2021 | Amendment | $47,951,429 | No comparison | Not reported | SEC filing |
| Aug 28, 2020 | Amendment | $47,951,429 | $11,826vs Aug 30, 2019 | 77 | SEC filing |
| Aug 30, 2019 | Amendment | $47,939,603 | $0vs Aug 31, 2018 | 77 | SEC filing |
| Aug 31, 2018 | Amendment | $47,939,603 | $0vs Sep 1, 2017 | 76 | SEC filing |
| Sep 1, 2017 | Amendment | $47,939,603 | $463,307vs Sep 2, 2016 | 76 | SEC filing |
| Sep 2, 2016 | Amendment | $47,476,296 | $5,744,260vs Sep 4, 2014 | 75 | SEC filing |
| Sep 3, 2015 | Amendment | $46,386,407 | $4,654,371vs Sep 4, 2014 | 74 | SEC filing |
| Sep 4, 2014 | Amendment | $41,732,036 | $580,000vs Sep 23, 2013 | 70 | SEC filing |
| Sep 23, 2013 | Amendment | $41,152,036 | -$3,061,603vs Sep 21, 2012 | 70 | SEC filing |
| Sep 21, 2012 | Amendment | $44,213,639 | $735,806vs Sep 21, 2011 | 69 | SEC filing |
| Sep 21, 2011 | Amendment | $43,477,833 | $4,068,615vs Sep 21, 2010 | 66 | SEC filing |
| Sep 21, 2010 | Amendment | $39,409,218 | $7,794,621vs Oct 1, 2009 | 52 | SEC filing |
| Oct 1, 2009 | Amendment | $31,614,597 | No comparison | 50 | SEC filing |
| Sep 18, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $855K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-94900
Responses in Items #13 and #14 are estimates.
Sales commissions and/or finders' fees may or may not be received in connection with the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 149777 | MORGAN STANLEY SMITH BARNEY LLC · CRD 149777 |
| UBS Financial Services Inc. | 8174 | UBS Financial Services Inc. · CRD 8174 |
Source: Form D, filed Aug 24, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chris Auffenberg | Executive |
| Derek Candy | Director |
| Jacques Chappuis | Director |
| Robin Coroniti | Executive |
| Thomas Dorr | Director |
| Allan Fajardo | Executive |
| Khalid Iton | Director |
| Mustafa Jama | Director, Executive |
| Noel Langlois | Executive |
| Arthur Lev | Director |
| Jason Sneah | Director |
| Kevin Solomon | Director |
| Jeffrey Turner | Director, Executive |
| John Wolak | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:West Conshohocken, PA, 19428