Form D · Hedge Fund
Riverview Liquid Markets Fund II - Private Investors LP
West Conshohocken, PA · CIK 0001293727
Offering snapshot reported Mar 28, 2017 · SEC filing
- Reported sold
- $100M Indefinite offering
- Investors reported
- 75 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jun 1, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 28, 2017 | Amendment | $100,000,000 | $0vs Mar 28, 2016 | 75 | SEC filing |
| Mar 28, 2016 | Amendment | $100,000,000 | $0vs Apr 30, 2015 | 75 | SEC filing |
| Apr 30, 2015 | Amendment | $100,000,000 | $0vs Apr 30, 2014 | 75 | SEC filing |
| Apr 30, 2014 | Amendment | $100,000,000 | $0vs May 1, 2013 | 75 | SEC filing |
| May 1, 2013 | Amendment | $100,000,000 | $0vs Jun 29, 2009 | 75 | SEC filing |
| Jun 29, 2009 | Amendment | $100,000,000 | No comparison | 75 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $204K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-66353
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley Smith Barney LLC | 149777 | Morgan Stanley Smith Barney LLC · CRD 149777 |
| UBS Financial Services Inc. | 8174 | UBS Financial Services Inc. · CRD 8174 |
Source: Form D, filed Mar 28, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Cacchione | Executive |
| Robin Coroniti | Executive |
| Thomas R. Dorr | Executive |
| Allan Fajardo | Executive |
| Mustafa Jama | Director, Executive |
| Noel Langlois | Executive |
| Authur Lev | Director |
| Aip Gp Lp Morgan Stanley | Promoter |
| N/A N/A Morgan Stanley Aip (Cayman) Gp Ltd. | Executive |
| Investment Partners Lp Morgan Stanley Alternative | Promoter |
| Investments Inc. Morgan Stanley Alternative | Promoter |
| Janet Paik | Executive |
| Cory S. Pulfrey | Executive |
| Jeffrey Turner | Executive |
| Mark Van Der Zwan | Director, Executive |
| John Wolak | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:West Conshohocken, PA, 19428