Form D · Other
Riverside Resources Inc
Vancouver, A1 · CIK 0001411912
Offering snapshot reported Apr 1, 2019 · SEC filing
- Reported sold
- $1.32M Offering amount: $3.14M
- Investors reported
- 54 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 19, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 1, 2019 | Initial | $1,324,167 | No comparison | 54 | SEC filing |
| Mar 28, 2017 | Initial | $2,581,164 | No comparison | 71 | SEC filing |
| Mar 16, 2011 | Initial | $2,972,269 | No comparison | 121 | SEC filing |
| Aug 31, 2010 | Initial | $1,377,790 | No comparison | 1 | SEC filing |
| May 8, 2009 | Initial | $105,126 | No comparison | Not reported | SEC filing |
| Mar 18, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 6, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $61.9K
- Finders' fees
- $0
- Form D file number
- 021-336112
Aggregate offering includes amount that may be received by Issuer upon exercise of warrants. Each warrant may be exercised for 1 common share at a price of CDN$0.22 per share for a period of 24 months.
Unit offering; each unit consists of 1 common share and 1 common share warrant
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sprott Global Resource Investments Ltd | 35878 |
Source: Form D, filed Apr 1, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ron Burk | Executive |
| James Clare | Director |
| Jeff Dare | Executive |
| Michael Doggett | Director |
| Carol Ellis | Director |
| Brian Groves | Director |
| Walter Henry | Director |
| Joness Lang | Executive |
| William Lee | Director |
| Rob Scott | Executive |
| Robert Scott | Executive |
| Murray Seitz | Director |
| Freeman Smith | Executive |
| John Mark Staude | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 550 800 West Pender Street
Vancouver, A1, V6C 2V6
Vancouver, A1, V6C 2V6