Form D · Private Equity Fund

Riverside Micro-Cap Fund VI-A, L.P.

New York, NY · CIK 0001879147

Offering snapshot reported Mar 6, 2023 · SEC filing

Reported sold
$1.87B
Offering amount: $1.87B
Investors reported
83
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 26, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$936M$1.87BAug 25, 2021Aug 25, 2022: $1,575,300,000.00Aug 25, 2022Nov 14, 2022: $1,774,754,120.00Mar 6, 2023: $1,872,229,120.00Mar 6, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,774,754,120 → $1,872,229,120
  • Reported investors78 → 83

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 6, 2023Amendment$1,872,229,120$97,475,000vs Nov 14, 202283SEC filing
Nov 14, 2022Amendment$1,774,754,120$199,454,120vs Aug 25, 202278SEC filing
Aug 25, 2022Amendment$1,575,300,000No comparison67SEC filing
Aug 25, 2021InitialYet to sellNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$4.3M (estimated)
Finders' fees
$0
Form D file number
021-411183
Total Offering Amount and Total Amount Sold are aggregated with Riverside Micro-Cap Fund VI, L.P.
Total Sales Commissions amount is aggregated with Riverside Micro-Cap Fund VI, L.P.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691
CSP SECURITIES, LP136941
OMNICAP, LLC137353

Source: Form D, filed Mar 6, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stewart Kohl Executive, Promoter
Bela Schwartz Executive
Bela Szigethy Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
45 Rockefeller Center 630 Fifth Avenue, Suite 400
New York, NY, 10111