Form D · Private Equity Fund

Riverside Fund IV LP

Boston, MA · CIK 0001475972

Offering snapshot reported Dec 28, 2009 · SEC filing

Reported sold
$292M
Offering amount: $314M
Investors reported
34
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 25, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$146M$292MNov 3, 2009: $80,761,421.00Nov 3, 2009Nov 19, 2009: $168,126,921.00Nov 19, 2009Dec 28, 2009: $292,365,500.00Dec 28, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$168,126,921 → $292,365,500
  • Reported investors19 → 34

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 28, 2009Amendment$292,365,500$124,238,579vs Nov 19, 200934SEC filing
Nov 19, 2009Amendment$168,126,921$87,365,500vs Nov 3, 200919SEC filing
Nov 3, 2009Initial$80,761,421No comparison19SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$2.8M (estimated)
Finders' fees
$0
Form D file number
021-135812

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Atlantic Pacific Capital, Inc.38356

Source: Form D, filed Dec 28, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIVERSIDE FUND IV, L.P.

Investment adviser: RIVERSIDE PARTNERS, LLC

Gross asset value
$114K
Beneficial owners
49
ADV minimum commitment
$10M

Reported in Form ADV on Sep 12, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE AND TOUCHE LLP BOSTON, Massachusetts, United States
Custodian COMERICA BANK WALTHAM, Massachusetts, United States Related to adviser: No
Marketer ATLANTIC - PACIFIC CAPITAL, INC. GREENWICH, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

DELOITTE AND TOUCHE LLP
PCAOB 34

ATLANTIC - PACIFIC CAPITAL, INC.
CRD 38356 · SEC 8-48198

Filing source

Form ADV 1786812 · Sep 12, 2023 · Schedule D 7.B.(1), fund 805-4295309528

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David L. Belluck Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
699 Boylston Street 8 Th Floor
Boston, MA, 02116