Form D · Private Equity Fund
RiverOak NYC II-C1, L.P.
Stamford, CT · CIK 0001701843
Offering snapshot reported May 23, 2017 · SEC filing
- Reported sold
- $7.3M Offering amount: $64.5M
- Investors reported
- 45 Form D · investor count
- Minimum accepted
- $30K Reported outside-investor minimum
- First sale
- Jul 15, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 23, 2017 | Initial | $7,300,000 | No comparison | 45 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $75K
- Form D file number
- Not reported
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mallory Capital Group | 108486 | N/A · CRD 000000 |
Source: Form D, filed May 23, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen De Nardo | Executive |
| Robert Knakal | Executive |
| Paul Massey | Executive |
| James Nelson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
One Atlantic Street Suite 703
Stamford, CT, 06901
Stamford, CT, 06901