Form D · Airlines and Airports
RiverOak Aviation Associates, LLC
Stamford, CT · CIK 0001638092
Offering snapshot reported Mar 30, 2015 · SEC filing
- Reported sold
- $1.6M Offering amount: $2M
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 21, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 30, 2015 | Initial | $1,600,000 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-236919
Source: Form D, filed Mar 30, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
RIVEROAK AVIATION ASSOCIATES, LLC
Investment adviser: RIVEROAK INVESTMENT CORP., LLC
- Gross asset value
- $2.19M
- Beneficial owners
- 17
- ADV minimum commitment
- $25K
Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 989665 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-8797158084
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen De Nardo | Executive |
| N/A River Oak Investment Corp., Llc | Promoter |
| George Yerrall | Executive |
Issuer details
Industry: Airlines and Airports (See others in industry)
Address:Stamford, CT, 06901