Form D · Hedge Fund

RIVERNORTH TRADING PARTNERS, L.P.

Chicago, IL · CIK 0001579916

Offering snapshot reported Jun 18, 2014 · SEC filing

Reported sold: $2.04M
Investors reported: 7
Minimum accepted: $250K
First sale: Jun 24, 2013

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 7

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 18, 2014	Amendment	$2,035,000	No comparison	7	SEC filing
Jun 21, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-198436

Source: Form D, filed Jun 18, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIVERNORTH TRADING PARTNERS LP

Investment adviser: RIVERNORTH CAPITAL MANAGEMENT, LLC

Gross asset value: $1.58M
Beneficial owners: 5
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS, INC., A DST COMPANY BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY CHICAGO, Illinois, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 904710 · Mar 31, 2015 · Schedule D 7.B.(1), fund 805-3411130749

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Marcus L. Collins	Executive
Patrick W. Galley	Executive, Promoter
Jonathan M. Mohrhardt	Executive, Promoter
Management, Llc Rivernorth Capital	Executive, Promoter
Brian H. Schmucker	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

325 N. Lasalle St. Suite 645
Chicago, IL, 60654