Form D · Investing

RiverGlade Capital, L.P.

Chicago, IL · CIK 0001718973

Offering snapshot reported Mar 5, 2019 · SEC filing

Reported sold: $201M
Investors reported: 34
Minimum accepted: $0
First sale: Oct 12, 2017

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 34

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 5, 2019	Amendment	$201,225,906	No comparison	34	SEC filing
Oct 10, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $726K (estimated)
Form D file number: 021-296316

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
CSP Securities, LP	136941

Source: Form D, filed Mar 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIVERGLADE CAPITAL, L.P.

Investment adviser: RIVERGLADE CAPITAL MANAGEMENT, L.P.

Gross asset value: $341M
Beneficial owners: 52
ADV minimum commitment: $200K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States

Custodian BMO BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

BMO BANK NATIONAL ASSOCIATION
LEI 3Y4U8VZURTYWI1W2K376

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Filing source

Form ADV 2070618 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-6921573884

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Garrick Rice	Executive
[None] River Glade Capital Gp, Llc	Executive
[None] River Glade Capital, Llc	Executive
[None] River Glade Capital Management, Llc	Executive
Daniel Rosenberg	Executive

Issuer details

Industry: Investing (See others in industry)

Address:

300 N. Lasalle Street Suite 5425
Chicago, IL, 60654