Form D · Private Equity Fund

RIVERGLADE CAPITAL II-A, L.P.

Chicago, IL · CIK 0001897606

Offering snapshot reported Aug 25, 2022 · SEC filing

Reported sold: $453M
Investors reported: 12
Minimum accepted: $0
First sale: Dec 17, 2021

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 12

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 25, 2022	Amendment	$453,000,000	No comparison	12	SEC filing
Dec 16, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-425372

The amounts listed above are aggregated between Issuer and its related parallel fund. The Total Amount Sold includes amounts committed by the Issuer's general partner.

Placement agent fees are to be paid upon a fee schedule. Such fees are offset against the management fees payable by the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
CSP SECURITIES, LP	136941

Source: Form D, filed Aug 25, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIVERGLADE CAPITAL II-A, L.P.

Investment adviser: RIVERGLADE CAPITAL MANAGEMENT, L.P.

Gross asset value: $81.7M
Beneficial owners: 12
ADV minimum commitment: $1M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Filing source

Form ADV 2070618 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-6072703343

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Garrick Rice	Executive, Promoter
Daniel Rosenberg	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

181 W. Madison Street, Suite 4450
Chicago, IL, 60602