Form D · Hedge Fund

RIVER OAKS FINANCIAL FUND LP

Wayzata, MN · CIK 0001214701

Offering snapshot reported Jul 3, 2024 · SEC filing

Reported sold
$168M
Indefinite offering
Investors reported
167
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$84M$168MAug 4, 2021: $164,054,427.00Aug 4, 2021Jul 13, 2022: $166,004,427.00Jul 13, 2022Jul 5, 2023: $167,754,427.00Jul 5, 2023Jul 3, 2024: $168,004,427.00Jul 3, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$167,754,427 → $168,004,427

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 3, 2024Amendment$168,004,427$250,000vs Jul 5, 2023167SEC filing
Jul 5, 2023Amendment$167,754,427$1,750,000vs Jul 13, 2022167SEC filing
Jul 13, 2022Amendment$166,004,427$1,950,000vs Aug 4, 2021167SEC filing
Aug 4, 2021Amendment$164,054,427No comparisonNot reportedSEC filing
Aug 5, 2020Amendment$163,924,427$350,000vs Aug 7, 2019166SEC filing
Aug 7, 2019Amendment$163,574,427$776,000vs Aug 16, 2018166SEC filing
Aug 16, 2018Amendment$162,798,427$4,030,000vs Aug 23, 2017165SEC filing
Aug 23, 2017Amendment$158,768,427$6,533,289vs Aug 23, 2016163SEC filing
Aug 23, 2016Amendment$152,235,138$4,825,000vs Aug 24, 2015156SEC filing
Aug 24, 2015Amendment$147,410,138$5,700,000vs Aug 29, 2014148SEC filing
Aug 29, 2014Amendment$141,710,138$7,298,304vs Sep 3, 2013144SEC filing
Sep 3, 2013Amendment$134,411,834No comparison133SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-51945

Source: Form D, filed Jul 3, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIVER OAKS FINANCIAL FUND LP

Investment adviser: RIVER OAKS CAPITAL LLC

Gross asset value
$109M
Beneficial owners
53
ADV minimum commitment
$250K

Reported in Form ADV on Mar 13, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1944963 · Mar 13, 2025 · Schedule D 7.B.(1), fund 805-1709457885

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew Lewis Johnson Executive
N/A N/A River Oaks Capital Llc Promoter
John David Welch Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1905 East Wayzata Blvd. Suite 140
Wayzata, MN, 55391