Form D · Other

Riva Gold Corp

Vancouver, A1 · CIK 0001503641

Offering snapshot reported Jan 3, 2011 · SEC filing

Reported sold: $346K
Investors reported: 1
Minimum accepted: $0
First sale: Dec 17, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 3, 2011	Initial	$345,679	No comparison	1	SEC filing
Oct 15, 2010	Initial	$329,432	No comparison	7	SEC filing

Offering details

Securities: Equity, Option to acquire, Security to be acquired, Other
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $14.2K
Finders' fees: $0
Form D file number: 021-152884

Aggregate offering includes amount that may be received by Issuer upon exercise of warrants. Each whole warrant may be exercised for one common share at a price of CDN$2.25 per share for a period of 12 months from the date of close.

Unit = 1 common share and 1/2 non-transferable common share warrant.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
TD Waterhouse	None	TD Securities (USA) LLC · CRD 18476

Source: Form D, filed Jan 3, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
R. Stuart Angus	Director
Margaret Brodie	Executive
Michael Cawood	Director, Executive
Donald Clark	Director
Letitia Cornacchia	Executive
Purni Parikh	Director
Randy Smallwood	Director
Richard W. Warke	Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:

400 837 West Hastings Street
Vancouver, A1, V6C 3N6