Form D · REITS and Finance

RioKim Montgomery Plaza REIT LP

New Hyde Park, NY · CIK 0001562110

Offering snapshot reported Nov 29, 2012 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Nov 20, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 29, 2012Initial$125,000No comparison125SEC filing

Offering details

Securities
Equity
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$6.25K (estimated)
Finders' fees
$0
Form D file number
021-187656

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles Harrison3071551H & L Equities, LLC · CRD 113794
Phyllis Beck1020488H & L Equities, LLC · CRD 113794
Patrick Whelchel5389090H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794

Source: Form D, filed Nov 29, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Glenn G. Cohen Executive
Milton Cooper Executive
David B. Henry Executive
Michael V. Pappagallo Executive
Riokim Montgomery Gp, Inc. Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
3333 New Hyde Park Road Suite 100
New Hyde Park, NY, 11042-0020