Form D · Other
Rio Verde Minerals Corp
Toronto, A6 · CIK 0001525036
Offering snapshot reported Jul 11, 2011 · SEC filing
- Reported sold
- $355K Offering amount: $820K
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 27, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 11, 2011 | Initial | $355,361 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $23.1K
- Finders' fees
- $0
- Form D file number
- 021-162616
(c) represents the maximum potential exercise price of the warrants issued in connection with the sales made to the US investors.
Unit=one common share and one common share purchase warrant.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wolverton Securities Ltd. | None | Wolverton Securities (USA) Ltd. · CRD 41745 |
| Salman Partners | None | |
| Canaccord Genuity Corp. | None | |
| Stonecap Securities Inc. | None | |
| Wellington West Capital Markets | None | |
| GMP Securities L.P. | None |
Source: Form D, filed Jul 11, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David M. Beatty | Director |
| Julio Carvalho | Director |
| Stuart Comline | Director |
| Luis Maurico F. De Azevedo | Director, Executive |
| Paulo Illidio De Brito | Executive |
| Stephen Keith | Executive |
| Warren Newfield | Director |
| Alexandre Penha | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
155 University Avenue Suite 1240
Toronto, A6, M5H 3B7
Toronto, A6, M5H 3B7