Form D · Other Health Care
Rio Grande Neurosciences, Inc.
Santa Fe, NM · CIK 0001616132
Offering snapshot reported Feb 10, 2016 · SEC filing
- Reported sold
- $828K Offering amount: $969K
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 8, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 10, 2016 | Initial | $828,412 | No comparison | 9 | SEC filing |
| Jan 6, 2016 | Initial | $3,700,000 | No comparison | 1 | SEC filing |
| Oct 26, 2015 | Initial | $2,000,000 | No comparison | 11 | SEC filing |
| May 5, 2015 | Initial | $1,050,065 | No comparison | 11 | SEC filing |
| Aug 19, 2014 | Initial | $1,348,239 | No comparison | 34 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-257210
Investors from a prior offering are agreeing to reprice their Preferred Stock and as a result, the Issuer is proposing to issue up to an aggregate of 387,632 additional shares of Preferred Stock to those original investors at $2.50 per share.
Source: Form D, filed Feb 10, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven M. Gluckstern | Director, Executive |
| Blake Gurfein | Executive |
| Sean Hagberg | Executive |
| Stephen Juelsgaard | Director |
| L. John Wilkerson | Director |
| John L Wilkerson | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
6401 Richards Ave.
Santa Fe, NM, 87508
Santa Fe, NM, 87508