Form D · Venture Capital Fund

Rincon Venture Partners III, L.P.

Santa Barbara, CA · CIK 0001627620

Offering snapshot reported Dec 22, 2014 · SEC filing

Reported sold
Yet to sell
Offering amount: $40M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 22, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-230572

Source: Form D, filed Dec 22, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RINCON VENTURE PARTNERS III, LP

Investment adviser: RINCON VENTURE MANAGEMENT, LP

Gross asset value
$107M
Beneficial owners
35
ADV minimum commitment
$250K

Reported in Form ADV on Mar 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ADURO ADVISORS, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY LLP LOS ANGELES, California, United States
Custodian AMERICAN RIVIERA BANK SANTA BARBARA, California, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BAKER TILLY LLP
PCAOB 23

AMERICAN RIVIERA BANK
LEI 2549003O1765OJT2BV03

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Filing source

Form ADV 2075327 · Mar 25, 2026 · Schedule D 7.B.(1), fund 805-4628376394

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jim Andelman Director
John Greathouse Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
803 Chapala Street
Santa Barbara, CA, 93101