Form D · Hedge Fund

Rimrock Total Return Strategies Fund I, Ltd.

Grand Cayman, E9 · CIK 0001704993

Offering snapshot reported Dec 19, 2017 · SEC filing

Reported sold: $22.3M
Investors reported: 3
Minimum accepted: $1M
First sale: Apr 21, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 19, 2017	Amendment	$22,300,000	$0vs May 2, 2017	3	SEC filing
May 2, 2017	Amendment	$22,300,000	$16,300,000vs Apr 26, 2017	3	SEC filing
Apr 26, 2017	Initial	$6,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-285546

Source: Form D, filed Dec 19, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIMROCK TOTAL RETURN STRATEGIES FUND I, LTD.

Investment adviser: RIMROCK CAPITAL MANAGEMENT LLC

Gross asset value: $21.7M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on May 17, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE COSTA MESA, California, United States

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 34

Filing source

Form ADV 1218651 · May 17, 2018 · Schedule D 7.B.(1), fund 805-8930582142

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Rimrock Total Return Strategies Fund I, Ltd. (this fund)	Dec 19, 2017	$22,300,000	3
Rimrock Total Return Strategies Fund II, Ltd.	Dec 17, 2019	$86,400,000	11

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Berens	Director
Barbara Crowell	Executive
Robert S De Leon	Executive
Steve Foulke	Director, Executive
N/A Rimrock Capital Management, Llc	Promoter
Chris Sullivan	Director
Paul Westhead	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Mourant Ozannes Corp Services 94 Solaris Ave, Camana Bay, Po Box 1348
Grand Cayman, E9, KY1-1108