Form D · Hedge Fund

RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD

Grand Cayman, E9 · CIK 0001539004

Offering snapshot reported Dec 16, 2022 · SEC filing

Reported sold
$162M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$81.2M$162MDec 14, 2022: $162,338,835.00Dec 14, 2022Dec 16, 2022: $162,338,835.00Dec 16, 2022: $162,338,835.00Dec 16, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 16, 2022Amendment$162,338,835$0vs Dec 14, 20227SEC filing
Dec 16, 2022Amendment$162,338,835$0vs Dec 16, 20227SEC filing
Dec 14, 2022Initial$162,338,835No comparison7SEC filing
Dec 15, 2021Initial$162,338,835No comparison11SEC filing
Dec 16, 2020Amendment$161,338,835$326,000vs Dec 17, 201916SEC filing
Dec 17, 2019Amendment$161,012,835$1,427,600vs Dec 18, 201816SEC filing
Dec 18, 2018Amendment$159,585,235$1,844,000vs Dec 19, 201714SEC filing
Dec 19, 2017Amendment$157,741,235$538,000vs Jan 5, 201716SEC filing
Jan 5, 2017Amendment$157,203,235$472,000vs Jan 6, 201618SEC filing
Jan 6, 2016Amendment$156,731,235$200,000vs Jan 7, 201520SEC filing
Jan 7, 2015Amendment$156,531,235$3,464,167vs Mar 31, 201438SEC filing
Mar 31, 2014Amendment$153,067,068$121,740,797vs Mar 29, 201335SEC filing
Mar 29, 2013Amendment$31,326,271-$111,375,709vs Mar 28, 201226SEC filing
Mar 28, 2012Initial$142,701,980No comparison51SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-467405

Source: Form D, filed Dec 16, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD.

Investment adviser: RIMROCK CAPITAL MANAGEMENT LLC

Gross asset value
$32M
Beneficial owners
25
ADV minimum commitment
$1M

Reported in Form ADV on Jan 2, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE COSTA MESA, California, United States
Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer DLX FINANCIAL GROUP, LLC 4143 TAMARACK DRIVE, Oregon, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DLX FINANCIAL GROUP, LLC
CRD 158690 · SEC 8-68916

Filing source

Form ADV 687427 · Jan 2, 2013 · Schedule D 7.B.(1), fund 805-1372352401

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Berens Director
Barbara Crowell Executive
Robert De Leon Executive
Scott Dubchansky Executive
Steve Foulke Director, Executive
N/A Rimrock Capital Management, Llc Promoter
Chris Sullivan Director
Paul Westhead Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Mourant Ozannes Corp Services 94 Solaris Ave, Camana Bay, Po Box 1348
Grand Cayman, E9, KY1-1108