Form D · Other Investment Fund
RIDGEWOOD ENERGY B-1 FUND, LLC
Ridgewood, NJ · CIK 0001469214
Offering snapshot reported Feb 11, 2010 · SEC filing
- Reported sold
- $19.3M Offering amount: $50M
- Investors reported
- 231 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Nov 1, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 231
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 11, 2010 | Amendment | $19,321,021 | No comparison | 231 | SEC filing |
| Aug 21, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $4.5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-133833
May be increased to $80,000,000 or more
Assuming total offering amount is sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| David Dryer | 2179498 | Alliance Affiliated Equities Corporation · CRD 23928 |
| Stephen L. Bruneau | 870787 | Ameritas Investment Corp · CRD 14869 |
| Theodore Kovaleff | 2748331 | Horwitz & Associates · CRD 5611 |
| William W. Gammon | 1811853 | Centaurus Financial Inc. · CRD 30833 |
| David B White | 1382131 | Centaurus Financial Inc. · CRD 30833 |
| Crown Capital Securities, L.P. | None | Crown Capital Securities, L.P. · CRD 6312 |
| John Doane | 4083486 | Detwiler Fenton and Company · CRD 1794 |
| James Lockhart | 4415115 | EDI Financial, Inc. · CRD 15699 |
| Richard Braverman | 1023227 | Geneos Wealth Management · CRD 120894 |
| Hantz Financial Services Inc. | None | Hantz Financial Services, Inc. · CRD 46047 |
| Sean Elerick | 3107856 | Huntington Investment Company · CRD 16986 |
| Alex P. Kline | 1271785 | Huntington Investment Company · CRD 16986 |
| Joe Miller | 1172989 | Independent Financial Group · CRD 7717 |
| Invest Financial Corporation | None | Invest Financial Corporation · CRD 12984 |
| James P Connor | 1834726 | Investor Capital Corporation · CRD 30613 |
| Nathan Rewerts | 2913269 | Investment Planners, Inc. · CRD 18557 |
| Transamerica Financial Advisors, Inc. | None | Transamerica Financial Advisors, Inc. · CRD 16164 |
| J. Jay Jaso Jr. | 1369773 | McNally Financial Services · CRD 121196 |
| David D. McNally | 839798 | McNally Financial Services · CRD 121196 |
| Next Financial Group | None | Next Financial Group · CRD 46214 |
| NFP Securities | None | NFP Securities · CRD 42046 |
| ProEquities, Inc. | None | ProEquities, Inc. · CRD 15708 |
| Robert Swanson | 1332429 | Ridgewood Securities Corp · CRD 15453 |
| SagePoint Financial | None | SagePoint Financial · CRD 133763 |
| S.I.I. Investments | None | S.I.I. Investments · CRD 2225 |
| Joel Johnson | 1941908 | Silver Oak Securities, Inc. · CRD 46947 |
| R. Randall Rainey | 4570460 | Triad Advisors Inc. · CRD 25803 |
| Triad Advisors Inc. | None | Triad Advisors Inc. · CRD 25803 |
| Aaron P. Sevigny | 4314368 | United Planners Financial Services · CRD 20804 |
| Lynn McKelvey | 3116799 | ING Financial Partners · CRD 2882 |
| Ruth Forsyth | 1966411 | Ameritas Investment Corp · CRD 14863 |
| Heidi Michitsch | 2449751 | Clark Dodge & Company · CRD 23288 |
| David Demars | 2903749 | Crown Capital · CRD 6312 |
| William Ring | 1048825 | Crown Capital · CRD 6312 |
| James Armstrong | 1014619 | DH Hill Securities · CRD 41528 |
| Mcclain David Post | 366255 | EDI Financial, Inc. · CRD 15699 |
| Christine Tang | 4774839 | First Allied Securities Inc. · CRD 32444 |
| Hugh Halsey | 4516923 | First Allied Securities Inc. · CRD 32444 |
| Janet Montgomery | 853307 | First Allied Securities Inc. · CRD 32444 |
| Robert Cochran | 843158 | FSC Securities Corporation · CRD 7461 |
| Grant Conness | 4778193 | GF Investment Services · CRD 132939 |
| Daniel Loy | 3029654 | ING Financial Partners · CRD 2882 |
| Thomas Ealy | 863042 | Investment Planners, Inc. · CRD 18557 |
| Charles Shanberg | 4328692 | JW Cole Financial Inc. · CRD 124583 |
| Michale Vanhorenbeck | 1997422 | JW Cole Financial Inc. · CRD 124583 |
| Allan Mead | 330631 | Chapin Davis · CRD 28116 |
| Anthony Pace | 2115209 | M Holdings · CRD 43285 |
| Peter Chung | 1700865 | Sierra Equity Group · CRD 36518 |
| Joshua Hyman | 4542855 | National Planning Corporation · CRD 29604 |
| Joseph Russo | 407792 | National Planning Corporation · CRD 29604 |
| Lawrence Harkavy | 2218203 | Oppenheimer & Co. · CRD 249 |
| Questar Capital Corporation | None | Questar Capital Corporation · CRD 43100 |
| Royal Alliance & Associates, Inc. | None | Royal Alliance & Associates, Inc. · CRD 23131 |
Source: Form D, filed Feb 11, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Adrian Doherty | Executive |
| Robert L. Gold | Executive |
| Daniel V. Gulino | Executive |
| Kenneth Lang | Executive |
| Kathleen H. Mc Sherry | Executive |
| Energy Corporation Ridgewood | Promoter |
| Robert E. Swanson | Executive |
| Matthew Swanson | Executive |
| Greg Tabor | Executive |
| Mirna Valdes | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
947 Linwood Avenue
Ridgewood, NJ, 07450
Ridgewood, NJ, 07450