Form D · Retailing
Rick's Picks, LLC
New York, NY · CIK 0001504002
Offering snapshot reported Oct 31, 2014 · SEC filing
- Reported sold
- $897K Offering amount: $1.3M
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Oct 20, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 31, 2014 | Initial | $896,894 | No comparison | 19 | SEC filing |
| Oct 27, 2010 | Initial | $463,097 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $11.6K
- Finders' fees
- $0
- Form D file number
- 021-227501
$575,00 of the total amount sold represents cash consideration for units issued in connection with the offering and $321,894 represents the dollar amount of notes converted into units in connection with the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FundMe Securities LLC | 161785 | FundMe Securities LLC · CRD 161785 |
Source: Form D, filed Oct 31, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tremaine Atkinson | Director |
| Richard Field | Director, Executive |
| Steven Kane | Director |
| Stephen Mark | Director |
| Joanne Wilson | Director |
Issuer details
Industry: Retailing (See others in industry)
Address:
195 Chrystie Street #602 E
New York, NY, 10002
New York, NY, 10002