Form D · Hedge Fund

Richmond Global Compass Capital, LP

New York, NY · CIK 0001735609

Offering snapshot reported Mar 27, 2020 · SEC filing

Reported sold: $13.2M
Investors reported: 5
Minimum accepted: $0
First sale: Mar 1, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$3,750,000 → $13,193,882
Reported investors3 → 5

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 27, 2020	Amendment	$13,193,882	$9,443,882vs Mar 27, 2019	5	SEC filing
Mar 27, 2019	Amendment	$3,750,000	$750,000vs Mar 27, 2018	3	SEC filing
Mar 27, 2018	Initial	$3,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-308650

Source: Form D, filed Mar 27, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RICHMOND GLOBAL COMPASS CAPITAL, LP

Investment adviser: KELLNER PRIVATE FUND MANAGEMENT, LP

Gross asset value: $9.6M
Beneficial owners: 5
ADV minimum commitment: $1M

Reported in Form ADV on Jan 22, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Marketer ENTORO SECURITIES, LLC HOUSTON, Texas, United States Related to adviser: No

Marketer OLD CITY SECURITIES LLC CEDARHURST, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER LLP
PCAOB 274

ENTORO SECURITIES, LLC
CRD 35192 · SEC 8-46630

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Filing source

Form ADV 1368958 · Jan 22, 2020 · Schedule D 7.B.(1), fund 805-9613620098

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
George Kellner	Executive
Kellner Private Fund Management, Lp	Promoter
Richmond Global Compass Capital Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

900 3 Rd Avenue, Suite 1401
New York, NY, 10022