Form D · Other
RICHFIELD VENTURES CORP
Quesnel, A1 · CIK 0001420592
Offering snapshot reported Sep 24, 2010 · SEC filing
- Reported sold
- $5.29M Offering amount: $8.67M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 17, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 24, 2010 | Initial | $5,285,064 | No comparison | 1 | SEC filing |
| Dec 24, 2009 | Initial | $9,728 | No comparison | 1 | SEC filing |
| Dec 4, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $24K
- Finders' fees
- $0
- Form D file number
- 021-148131
13(a) equals the price of the units (2,800,000 units @ C$1.95), plus the aggregate exercise price of the warrants forming part of the units (1,400,000 warrants @ C$2.50), converted to US$. There is no guarantee the warrants will be exercised.
Equals a cash fee of C$24,843, converted to US$. Finders also received 85,260 units @ a deemed price of C$1.95 per unit and 117,000 finder's warrants exercisable at C$2.00. There is no guarantee the warrants will be exercised.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| AXEMEN RESOURCES CAPITAL LTD. | None | PI FINANCIAL (US) CORP. · CRD 127404 |
| PI FINANCIAL CORP. | None | PI FINANCIAL (US) CORP. · CRD 127404 |
Source: Form D, filed Sep 24, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Bernier | Director, Executive |
| Susanne Bonn | Executive |
| Lindsay Bottomer | Director |
| Gary C Floyd | Executive |
| Raymond Fortier | Director |
| Victor Harwardt | Director |
| Dirk Tempelman Kluit | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
101 242 Reid Street
Quesnel, A1, V2J 2M5
Quesnel, A1, V2J 2M5