Form D · Other Banking and Financial Services

Pendleton Square Holdings, LLC

Nashville, TN · CIK 0001543657

Offering snapshot reported Oct 17, 2016 · SEC filing

Reported sold
$5M
Offering amount: $10M
Investors reported
46
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 2, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.5M$5MMar 5, 2014: $400,000.00Mar 5, 2014Oct 29, 2015: $5,000,000.00Oct 29, 2015Mar 9, 2016: $5,000,000.00Oct 17, 2016: $5,000,000.00Oct 17, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors40 → 46

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 17, 2016Amendment$5,000,000$0vs Mar 9, 201646SEC filing
Mar 9, 2016Amendment$5,000,000$0vs Oct 29, 201540SEC filing
Oct 29, 2015Amendment$5,000,000$4,600,000vs Mar 5, 201429SEC filing
Mar 5, 2014Initial$400,000No comparison4SEC filing
Mar 2, 2012Initial$250,000No comparison2SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-212923

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Oct 17, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bruce Bickley Director
Zachory R. Bushong Executive
Ronald Coleman Director
Rona S. Fingold Executive
David N. Jones Executive
James S. Rosebush Executive
Robin L. Satyshur Executive
Robert F. Thomson, Ii Director
Dale E. Veitch Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
3803 Bedford Avenue, Suite 105
Nashville, TN, 37215