Form D · Pooled Investment Fund

Rhino Convertible Investment Holdings-A LLC

Princeton, NJ · CIK 0001871626

Offering snapshot reported Jul 12, 2021 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 12, 2021InitialYet to sellNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-405838

Source: Form D, filed Jul 12, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RHINO CONVERTIBLE INVESTMENT HOLDINGS-A LLC

Investment adviser: PRYSM CAPITAL, L.P.

Gross asset value
$22.5K
Beneficial owners
11
ADV minimum commitment
$5K

Reported in Form ADV on Sep 11, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA INVESTOR SERVICES INC. HAMILTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States
Custodian GRASSHOPPER BANK NA NEW YORK, New York, United States Related to adviser: No
Prime broker UBS FINANCIAL SERVICES INC. BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Filing source

Form ADV 1786432 · Sep 11, 2023 · Schedule D 7.B.(1), fund 805-2158355971

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Muhammad Mian Executive
Jay Park Executive
Matthew Roberts Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
188 Nassau St, Ste 1
Princeton, NJ, 08542