Form D · Private Equity Fund

RFE IX Parallel, L.P.

New Canaan, CT · CIK 0001761427

Offering snapshot reported Feb 27, 2020 · SEC filing

Reported sold
$67M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 4, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$48.4M$96.7MDec 13, 2018: $96,744,898.00Dec 13, 2018Feb 27, 2020: $67,049,732.00Feb 27, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$96,744,898 → $67,049,732
  • Reported investors3 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 27, 2020Amendment$67,049,732-$29,695,166vs Dec 13, 20184SEC filing
Dec 13, 2018Initial$96,744,898No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-327806

Source: Form D, filed Feb 27, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RFE IX PARALLEL, L.P.

Investment adviser: RFE MANAGEMENT CORPORATION

Gross asset value
$26.4M
Beneficial owners
6
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CSC FUND SERVICES NORTH AMERICA LLC LIVINGSTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP PHILADELPHIA, Pennsylvania, United States
Custodian BANC OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No
Marketer B. RILEY SECURITIES, INC. ARLINGTON, Virginia, United States Related to adviser: No
Marketer PTP SECURITIES, LLC SIMSBURY, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

B. RILEY SECURITIES, INC.
CRD 25027 · SEC 8-41426

PTP SECURITIES, LLC
CRD 136832 · SEC 8-67059

Filing source

Form ADV 2084317 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-2250848157

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael J. Foster Executive
Donald A. Juricic Executive
James A. Parsons Executive
R. Peter Reiter, Jr. Executive
Rfe Associates Ix, Llc Executive
Rfe Associates Ix Parallel, Llc Executive
Rfe Management Corporation Executive
Michael W. Rubel Executive
Paul R. Schilpp Executive
Edward D. Truslow Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Rfe Associates Ix Parallel, Llc 36 Grove Street
New Canaan, CT, 06840