Form D · Other Real Estate

Retail Portfolio II DST

Oak Brook, IL · CIK 0001654678

Offering snapshot reported Nov 18, 2016 · SEC filing

Reported sold
$12.1M
Offering amount: $12.1M
Investors reported
36
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Sep 21, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.03M$12.1MOct 16, 2015: $2,420,318.00Oct 16, 2015Nov 5, 2015: $3,349,509.00Nov 17, 2015: $3,499,509.00Dec 22, 2015: $7,210,939.00Jan 21, 2016: $9,215,127.00Feb 5, 2016: $9,985,035.00Oct 11, 2016: $11,865,889.00Nov 18, 2016: $12,063,531.00Nov 18, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,865,889 → $12,063,531
  • Reported investors35 → 36

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 18, 2016Amendment$12,063,531$197,642vs Oct 11, 201636SEC filing
Oct 11, 2016Amendment$11,865,889$1,880,854vs Feb 5, 201635SEC filing
Feb 5, 2016Amendment$9,985,035$769,908vs Jan 21, 201629SEC filing
Jan 21, 2016Amendment$9,215,127$2,004,188vs Dec 22, 201525SEC filing
Dec 22, 2015Amendment$7,210,939$3,711,430vs Nov 17, 201516SEC filing
Nov 17, 2015Amendment$3,499,509$150,000vs Nov 5, 20159SEC filing
Nov 5, 2015Amendment$3,349,509$929,191vs Oct 16, 20159SEC filing
Oct 16, 2015Initial$2,420,318No comparison3SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$603K (estimated)
Finders' fees
$0
Form D file number
021-249540
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Inland Securities Corporation15807Inland Securities Corporation · CRD 15807
Mark T. Maund3012539Purshe Kaplan Sterling Investments · CRD 35747
Chay T. Lapin6275140Colorado Financial Service Corporation · CRD 104343
Peter D. Fisher1259923Investacorp, Inc. · CRD 7684
Christina S. Nielson4866971Primex · CRD 29394
Debra J. Schleining2768752McDermott Investment Services, LLC · CRD 154926
Larry R. Law1273118JRL Capital Corporation · CRD 10225
Mitchal D. O'hare4561108Transamerica Financial Advisors, Inc. · CRD 16164
Sigrid A. Daugaard4605467Transamerica Financial Advisors, Inc. · CRD 16164
Elliot V. Hill5778698McDermott Investments Services, LLC · CRD 154926
Judy H. Scheibel-Addis5988074Investacorp, Inc. · CRD 7684
Justin Lowy5935993National Securities Corporation · CRD 7569
Greg Bachman2948151Purshe Kaplan Sterling Investments · CRD 35747
James C. Ciocia1619245National Securities Corporation · CRD 7569
Robert N. Abee862576Transamerica Financial Advisors, Inc. · CRD 16164
Carmen D. Morrone Jr.1898874National Securities Corporation · CRD 7569
William M. La Piana4580411Newbridge Securities Corporation · CRD 104065
Bruce A. Carroll1319858Harbour Investments, Inc. · CRD 19258
Gary Benson1182211NPB Financial Group, LLC · CRD 137743
Robert H. Ingham2394680Purshe Kaplan Sterling Investments · CRD 35747
Melissa A. Clary5260298Transamerica Financial Advisors, Inc. · CRD 16164
Stephen K. Davis1015132American Portfolios Financial Services, Inc. · CRD 18487
William J. Bugdon5720121Investacorp, Inc. · CRD 7684
David H. Hatch1093527Signator Investors, Inc. · CRD 468
Silver Portal Capital LLC114290Silver Portal Capital LLC · CRD 114290
Craig M. Gougis3258023National Securities Corporation · CRD 7569
John E. Bishop866202Colorado Financial Service Corporation · CRD 104343

Source: Form D, filed Nov 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Capital Corporation Inland Private Promoter
Keith Lampi Executive
Portfolio Ii, L.L.C. Retail Promoter
Portfolio Exchange, L.L.C. Retail Promoter

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523