Form D · Other Health Care
Respicardia, Inc.
Minnetonka, MN · CIK 0001447604
Offering snapshot reported Dec 18, 2017 · SEC filing
- Reported sold
- $20M Offering amount: $40M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 4, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 18, 2017 | Initial | $20,000,000 | No comparison | 13 | SEC filing |
| Jun 14, 2017 | Initial | $5,122,000 | No comparison | 13 | SEC filing |
| Oct 28, 2014 | Initial | $25,088,847 | No comparison | 14 | SEC filing |
| Aug 28, 2014 | Amendment | $5,000,000 | $2,996,006vs Jul 8, 2014 | 12 | SEC filing |
| Jul 8, 2014 | Initial | $2,003,994 | No comparison | 12 | SEC filing |
| Sep 4, 2013 | Initial | $10,000,006 | No comparison | 13 | SEC filing |
| Aug 20, 2010 | Initial | $27,205,485 | No comparison | 13 | SEC filing |
| Oct 8, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $875K
- Finders' fees
- $0
- Form D file number
- 021-300972
Convertible Promissory Notes
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Jaffray & Co. | 665 |
Source: Form D, filed Dec 18, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Laboratories Abbott | Promoter |
| William Abraham | Director |
| Edward Andrle | Director |
| Brian Chee | Director |
| Mike Ellwein | Director |
| Timothy Hauch | Executive |
| Wilfred Jaeger | Director |
| Wilf Jaeger | Director |
| B. Kristine Johnson | Director |
| Bonnie Labosky | Director, Executive |
| Kirk Nielsen | Director |
| Bruce Shook | Director |
| Dale A. Spencer | Director |
| Scott Ward | Director |
| Kevin Wasserstein | Director |
| Thomas Weldon | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
12400 Whitewater Drive Suite 150
Minnetonka, MN, 55343
Minnetonka, MN, 55343