Form D · Telecommunications
Resonant Inc
Goleta, CA · CIK 0001579910
Offering snapshot reported Oct 2, 2019 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $20.2K Reported outside-investor minimum
- First sale
- Aug 9, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 2, 2019 | Initial | $10,020,217 | No comparison | 11 | SEC filing |
| Oct 3, 2017 | Initial | $9,291,519 | No comparison | 155 | SEC filing |
| Mar 2, 2017 | Initial | $7,500,000 | No comparison | 1 | SEC filing |
| May 10, 2016 | Initial | $5,960,686 | No comparison | 72 | SEC filing |
| Aug 22, 2014 | Initial | $119,238 | No comparison | 1 | SEC filing |
| Jul 3, 2013 | Amendment | $7,000,000 | $0vs Jun 24, 2013 | 84 | SEC filing |
| Jun 24, 2013 | Initial | $7,000,000 | No comparison | 84 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-350218
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| National Securities Corporation | 7569 |
Source: Form D, filed Oct 2, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ruben Caballero | Director |
| Daniel Christopher | Executive |
| Janet Cooper | Director |
| Neal Fenzi | Executive |
| Michael J. Fox | Director |
| Robert B Hammond | Executive |
| George B. Holmes | Director, Executive |
| Alan B. Howe | Director |
| Jack Jacobs | Director |
| Joshua Jacobs | Director |
| Thomas Joseph | Director |
| Jeff Killian | Executive |
| Richard Kornfeld | Director |
| Terry Lingren | Director, Executive |
| John Major | Director |
| Martin S. Mc Dermut | Executive |
| John Philpott | Executive |
| Jean Rankin | Director |
| Robert L. Tirva | Director |
Issuer details
Industry: Telecommunications (See others in industry)
Address:
175 Cremona Drive Suite 200
Goleta, CA, 93117
Goleta, CA, 93117