Form D · Private Equity Fund

Resolution Life L.P.

Hamilton, D0 · CIK 0001579995

Offering snapshot reported Jun 28, 2016 · SEC filing

Reported sold
$1.1B
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 11, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$549M$1.1BJul 1, 2013Jul 1, 2014: $1,097,400,000.00Jul 1, 2014Jun 30, 2015: $1,097,400,000.00Jun 30, 2015Jun 28, 2016: $1,097,395,000.00Jun 28, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,097,400,000 → $1,097,395,000
  • Reported investors23 → 25

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 28, 2016Amendment$1,097,395,000-$5,000vs Jul 1, 201425SEC filing
Jun 30, 2015Amendment$1,097,400,000$0vs Jul 1, 201423SEC filing
Jul 1, 2014Amendment$1,097,400,000No comparison23SEC filing
Jul 1, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$22M (estimated)
Finders' fees
$0
Form D file number
021-198840
Sales commissions are conditioned on various factors that could vary significantly and the total may exceed or be less than the estimated amount.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
n/aNoneMorgan Stanley & Co. LLC · CRD 8209

Source: Form D, filed Jun 28, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RL LP

Investment adviser: RESOLUTION CAPITAL LIMITED

Gross asset value
$10.8M
Beneficial owners
25
ADV minimum commitment
$20M

Reported in Form ADV on Jun 22, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OCORIAN SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1769566 · Jun 22, 2023 · Schedule D 7.B.(1), fund 805-2543901003

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
D. Bradfield Adderley Director
Brad Adderley Director
Tonesan Amissah Director
James Bodi Director
Janita Burke Director
Clive Adam Cowdery Director, Executive
Sarah Demerling Director
Alison Dyer Fagundo Director
Jon Hack Director
Jonathan N.B. Hack Director, Executive
Geoff Levy Director
N/A Resolution Life Gp Ltd. Promoter
Kate M. Varley Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Canons Court 22 Victoria Street
Hamilton, D0, HM 12