Form D · Private Equity Fund

RESILIENCE FUND IV-A, L.P.

Cleveland, OH · CIK 0001622097

Offering snapshot reported Nov 3, 2014 · SEC filing

Reported sold: $285M
Investors reported: 11
Minimum accepted: $0
First sale: Oct 30, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 3, 2014	Initial	$284,523,333	No comparison	11	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $3.16M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-227603

THE GENERAL PARTNER RESERVES THE RIGHT TO OFFER A GREATER AMOUNT OF LIMITED PARTNER INTERESTS. TOTAL OFFERING AMOUNT, TOTAL AMOUNT SOLD AND TOTAL REMAINING TO BE SOLD ARE AGGREGATED TOGETHER WITH ITS PARALLEL FUND, THE RESILIENCE FUND IV, L.P.

SUCH FEES ARE BASED ON THE SALE OF LIMITED PARTNER INTERESTS TO CERTAIN INVESTORS IN THE ISSUER AND THE RESILIENCE FUND IV, L.P.; SUCH AMOUNT WILL NOT BE FINALIZED UNTIL SUCH OFFERINGS ARE COMPLETE.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
GRIFFIN FINANCIAL GROUP LLC	119004

Source: Form D, filed Nov 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE RESILIENCE FUND IV-A, LP

Investment adviser: RESILIENCE MANAGEMENT, LLC

Gross asset value: $150M
Beneficial owners: 15
ADV minimum commitment: $500K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CSC FUND SERVICES NORTH AMERICA, LLC WEST ORANGE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LLP CLEVELAND, Ohio, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL, LYNCH, PIERCE, FENNER & SMITH, INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian PNC BANK CLEVELAND, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL, LYNCH, PIERCE, FENNER & SMITH, INC.
SEC 8-80114235

Filing source

Form ADV 2077026 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-9686251363

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Bassem Mansour	Executive, Promoter
Steven Rosen	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

25101 Chagrin Boulevard, Suite 350
Cleveland, OH, 44122