Form D · Hedge Fund

Reservoir Strategic Partners Fund TE, L.P.

New York, NY · CIK 0001534584

Offering snapshot reported Nov 10, 2011 · SEC filing

Reported sold
$30M
Offering amount: $1.5B
Investors reported
1
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Nov 1, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 10, 2011Initial$30,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$423K (estimated)
Finders' fees
$0
Form D file number
021-168569
REPRESENTS THE TOTAL AGGREGATE OFFERING PRICE OF SECURITIES OFFERED BY THE ISSUER AND ITS PARALLEL INVESTMENT VEHICLES. REPRESENTS THE TOTAL AMOUNT SOLD BY THE ISSUER.
SALES COMMISSION REPRESENTS AN ESTIMATE OF THE TOTAL FEES TO BE PAID TO THE ENTITES LISTED IN ITEM 12 ABOVE OVER TIME AS A RESULT OF THE SALE OF INTERESTS IN THE FIRST CLOSING HELD ON NOVEMBER 1, 2011.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
AQUEDUCT CAPITAL GROUP, LLC131452
CREDIT SUISSE SECURITIES (USA), LLC816

Source: Form D, filed Nov 10, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RESERVOIR STRATEGIC PARTNERS FUND TE, L.P.

Investment adviser: RESERVOIR OPERATIONS, L.P.

Gross asset value
$15.8M
Beneficial owners
4
ADV minimum commitment
$0

Reported in Form ADV on Sep 12, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN SECURITIES INC.
SEC 8-36950

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1345223 · Sep 12, 2019 · Schedule D 7.B.(1), fund 805-8331815863

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Cyrus Borzooyeh Executive
Stephen P. Cho Executive
Celia A. Felsher Executive
Craig A. Huff Executive
Daniel H. Stern Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
650 Madison Avenue, 26 Th Floor
New York, NY, 10022