Form D · Pooled Investment Fund

RESERVOIR SECONDARY OPPORTUNITIES FUND, L.P.

New York, NY · CIK 0001462848

Offering snapshot reported May 1, 2009 · SEC filing

Reported sold
$300M
Offering amount: $600M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 1, 2009Initial$300,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-130628

Source: Form D, filed May 1, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RESERVOIR OVERFLOW FUND, L.P.

Investment adviser: RESERVOIR OPERATIONS, L.P.

Gross asset value
$149M
Beneficial owners
1
ADV minimum commitment
$0

Reported in Form ADV on Jul 24, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG, LLP NEW YORK, New York, United States
Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN SECURITIES INC.
SEC 8-36950

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

Filing source

Form ADV 1129074 · Jul 24, 2017 · Schedule D 7.B.(1), fund 805-5274302755

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Copeman Executive
Celia Felsher Executive
Craig Huff Executive
Norman Katzwer Executive
Daniel Stern Executive
Gregg Zeitlin Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
650 Madison Avenue, 26th Floor
New York, NY, 10022