Form D · Other Technology
RESEARCH FRONTIERS INC
Woodbury, NY · CIK 0000793524
Offering snapshot reported Oct 15, 2012 · SEC filing
- Reported sold
- $5.61M Offering amount: $5.61M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Oct 2, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 15, 2012 | Initial | $5,612,500 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $337K
- Finders' fees
- $0
- Form D file number
- 021-185522
Amount shown in Sales Commission is for placement fee.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Craig-Hallum Capital Group LLC | 121395 |
Source: Form D, filed Oct 15, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Darryl Daigle | Director |
| John H. Derby | Director |
| Gregory G. Grimes | Director |
| M. Philip Guthrie | Director |
| Joseph M. Harary | Director, Executive |
| Victor F. Keen | Director |
| Michael La Pointe | Executive |
| Robert L. Saxe | Director, Executive |
| Steven M. Slovak | Executive |
| Seth L. Van Voorhees | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
240 Crossways Park Drive
Woodbury, NY, 11797
Woodbury, NY, 11797