Form D · Hedge Fund

Research Affiliates Equity International, L.P.

Newport Beach, CA · CIK 0001352669

Offering snapshot reported Jul 3, 2014 · SEC filing

Reported sold: $482M
Investors reported: 32
Minimum accepted: $10M
First sale: Jul 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$436,433,271 → $482,101,646
Reported investors30 → 32

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 3, 2014	Amendment	$482,101,646	$45,668,375vs Oct 25, 2013	32	SEC filing
Oct 25, 2013	Amendment	$436,433,271	$104,797,481vs Oct 22, 2012	30	SEC filing
Oct 22, 2012	Amendment	$331,635,790	No comparison	27	SEC filing
Sep 20, 2011	Amendment	$261,335,790	No comparison	22	SEC filing
Aug 24, 2010	Amendment	$125,335,790	No comparison	19	SEC filing
Jun 30, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-86201

Source: Form D, filed Jul 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RESEARCH AFFILIATES EQUITY INTERNATIONAL, L.P.

Investment adviser: RESEARCH AFFILIATES, LLC

Gross asset value: $1.07B
Beneficial owners: 22
ADV minimum commitment: $10M

Reported in Form ADV on Jul 9, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG SAN FRANCISCO, California, United States

Custodian BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BNY MELLON CAPITAL MARKETS, LLC
SEC 8-35255

Filing source

Form ADV 934201 · Jul 9, 2015 · Schedule D 7.B.(1), fund 805-1375228147

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert D. Arnott	Executive
Daniel M. Harkins	Executive
N/A Research Affiliates Management, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

620 Newport Center Drive Suite 900
Newport Beach, CA, 92660