Form D · Hedge Fund

REMINGTON INVESTMENT STRATEGIES LP

New York, NY · CIK 0001005192

Offering snapshot reported Mar 17, 2020 · SEC filing

Reported sold: $4B
Investors reported: 403
Minimum accepted: $0
First sale: Apr 1, 1995

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$3,936,738,528 → $4,003,238,528

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 17, 2020	Amendment	$4,003,238,528	$66,500,000vs Mar 20, 2019	403	SEC filing
Mar 20, 2019	Amendment	$3,936,738,528	$179,500,000vs Mar 20, 2018	403	SEC filing
Mar 20, 2018	Amendment	$3,757,238,528	$25,400,000vs Mar 20, 2017	397	SEC filing
Mar 20, 2017	Amendment	$3,731,838,528	$132,414,469vs Mar 18, 2016	397	SEC filing
Mar 18, 2016	Amendment	$3,599,424,059	$60,625,000vs Mar 20, 2015	395	SEC filing
Mar 20, 2015	Amendment	$3,538,799,059	$365,105,991vs Mar 20, 2013	393	SEC filing
Mar 20, 2014	Amendment	$3,450,299,084	$276,606,016vs Mar 20, 2013	393	SEC filing
Mar 20, 2013	Amendment	$3,173,693,068	$66,875,000vs Feb 24, 2012	386	SEC filing
Feb 24, 2012	Amendment	$3,106,818,068	$199,015,632vs Feb 24, 2011	377	SEC filing
Feb 24, 2011	Amendment	$2,907,802,436	$222,515,400vs Feb 24, 2010	370	SEC filing
Feb 24, 2010	Amendment	$2,685,287,036	$240,312,036vs Mar 17, 2009	341	SEC filing
Mar 17, 2009	Amendment	$2,444,975,000	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $7.27M (estimated)
Finders' fees: $0
Form D file number: 021-63699

Estimate is based upon a fixed percentage based on the assets raised by such placement agent. In general, such payments cease when the related assets are redeemed or 3 years after inception, or whichever is shorter.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Anthony Richard Buscemi	3156872	Gallatin Capital LLC · CRD 124738
John B. Hardy III	1792237	Gallatin Capital LLC · CRD 124738
John L. Youngblood	1335335	Gallatin Capital LLC · CRD 124738
Jennifer Kelleher Tamis	4461249	Gallatin Capital LLC · CRD 124738
Credit Suisse Securities (USA) LLC	816	Credit Suisse Securities (USA) LLC · CRD 816
Butler Capital Investments, LLC	114242	Butler Capital Investments, LLC · CRD 114242
Charles Leonard Moore	1123831	March Capital Corp. · CRD 24142
ROBECO SECURITIES, L.L.C. FKA. Weiss Peck and Greer	2998	ROBECO SECURITIES, L.L.C. FKA. Weiss Peck and Greer · CRD 2998

Source: Form D, filed Mar 17, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

REMINGTON INVESTMENT STRATEGIES, L.P.

Investment adviser: MOORE CAPITAL MANAGEMENT, LP

Gross asset value: $1.57B
Beneficial owners: 117
ADV minimum commitment: $5M

Reported in Form ADV on Feb 14, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MOORE CAPITAL ADVISORS, L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor ERNST & YOUNG NEW YORK, New York, United States

Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Curacao Related to adviser: No

Custodian J.P. MORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

CITCO BANKING CORPORATION N.V.
LEI 549300HEYP0HGEVT8L46

J.P. MORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 1377751 · Feb 14, 2020 · Schedule D 7.B.(1), fund 805-9910754483

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Louis M. Bacon	Executive
M. Elaine Crocker	Executive
Anthony De Luca	Executive
Michael Inserra	Executive
Denise M. Jeffries	Executive
James Kaye	Executive
Scott Lawin	Executive
Lawrence M. Noe	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11 Times Square
New York, NY, 10036