Form D · Other
Regulus Resources Inc.
Vancouver, A1 · CIK 0001544474
Offering snapshot reported Aug 10, 2016 · SEC filing
- Reported sold
- $1.93M Offering amount: $3.21M
- Investors reported
- 55 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 27, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 10, 2016 | Initial | $1,928,436 | No comparison | 55 | SEC filing |
| Mar 14, 2012 | Initial | $4,830,422 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $49.3K
- Finders' fees
- $0
- Form D file number
- 021-268603
(c) represents maximum potential exercise price of warrants issued to U.S. purchasers; Cdn$1.3220 = $1.00
Unit offering, each unit consisting of one common share and 1/2 of one common share purchase warrant; each whole warrant is exercisable at Cdn$1.60 for 42 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sprott Global Investments, Ltd.. | 35878 | |
| Haywood Securities Inc. | None | Haywood Securities (USA) Inc. · CRD 42072 |
Source: Form D, filed Aug 10, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John E. Black | Director, Executive |
| Anthony Hawkshaw | Director |
| Kevin B. Heather | Director |
| Wayne Hewgill | Executive |
| Raymond Jannas | Director |
| John M. Leask | Director |
| James Mc Donald | Director |
| Fernando Pickmann | Director, Executive |
| Javier Robetois | Executive |
| Mark Wayne | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 2300, 1177 W. Hastings Street
Vancouver, A1, V6E 2K3
Vancouver, A1, V6E 2K3