Form D · Other Investment Fund

Regiment Capital Special Situations Fund V, L.P.

Boston, MA · CIK 0001518357

Offering snapshot reported May 10, 2011 · SEC filing

Reported sold
$1.16B
Indefinite offering
Investors reported
85
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 29, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 10, 2011Initial$1,159,150,000No comparison85SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159534

Source: Form D, filed May 10, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

REGIMENT CAPITAL SPECIAL SITUATIONS FUND V, LP

Investment adviser: TCW SPECIAL SITUATIONS, LLC

Gross asset value
$21.6M
Beneficial owners
141
ADV minimum commitment
$1M

Reported in Form ADV on Dec 1, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Filing source

Form ADV 1801218 · Dec 1, 2023 · Schedule D 7.B.(1), fund 805-2217897511

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
General Partner Regiment Capital Gp, Llc Promoter
Management Company Regiment Capital Management, Llc Promoter
General Partner Regiment Capital V Gp, L.P. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Regiment Capital Management, Llc 222 Berkeley Street, 12 Th Floor
Boston, MA, 02116