Form D · Commercial Banking

RegFin Acquisition Corp.

Raleigh, NC · CIK 0001496272

Offering snapshot reported Sep 8, 2010 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 8, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $750K (estimated)
Finders' fees: $0
Form D file number: 021-147449

The Company has set the maximum offering amount at $75 million, however, it reserves the right to increase the size of the offering to $90 million

The Hutchison Company will be paid a placement fee equal to 1% of the gross proceeds upon closing of offering. If minimum offering amount is sold, fee will be $200,000. Also entitled to 2% advisory fee upon consummation of any initial business combination

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
The Hutchison Company	149422

Source: Form D, filed Sep 8, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William T Graham	Director, Executive
Robert L. Jamerson, Jr.	Director
Dominic C Pino	Director
Jose Valdes Fauli	Director, Executive
Warren P Weiser	Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:

C/O Gaeta & Eveson, P.A. 700 Spring Forest Road, Suite 335
Raleigh, NC, 27609