Form D · Private Equity Fund
Regent Street Tech Buyout Fund C 2021-4, LLC
Carmel, IN · CIK 0001882558
Offering snapshot reported Sep 14, 2021 · SEC filing
- Reported sold
- $51.5M Offering amount: $51.5M
- Investors reported
- 84 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 31, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 14, 2021 | Initial | $51,491,000 | No comparison | 84 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-413257
Source: Form D, filed Sep 14, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
REGENT STREET TECH BUYOUT FUND C 2021-4, LLC
Investment adviser: OXFORD FINANCIAL GROUP, LTD. LLC
- Gross asset value
- $55.2M
- Beneficial owners
- 84
- ADV minimum commitment
- $150K
Reported in Form ADV on Jul 9, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
GRASSI & CO.
PCAOB 606
Filing source
Form ADV 2118086 · Jul 9, 2026 · Schedule D 7.B.(1), fund 805-8319744718
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Catherine E. Farley | Executive |
| N/A Oxford Financial Group, Ltd | Promoter |
| Robert "Bo" D. Ramsey Iii | Executive |
| Jeffrey H. Thomasson | Executive |
| Lisa A. Walker | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Carmel, IN, 46032