Form D · Oil and Gas

REGAL WAGGONER #1 JOINT VENTURE

Plano, TX · CIK 0001497440

Offering snapshot reported Dec 6, 2010 · SEC filing

Reported sold
$2.52M
Offering amount: $2.52M
Investors reported
39
Form D · investor count
Minimum accepted
$168K
Reported outside-investor minimum
First sale
Jul 22, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.26M$2.52MAug 3, 2010: $524,543.00Aug 3, 2010Aug 24, 2010: $881,233.00Sep 1, 2010: $944,179.00Sep 14, 2010: $1,133,014.00Sep 21, 2010: $1,153,996.00Sep 28, 2010: $1,216,941.00Oct 6, 2010: $1,237,923.00Nov 2, 2010: $1,678,540.00Nov 16, 2010: $1,888,358.00Dec 6, 2010: $2,517,804.00Dec 6, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,888,358 → $2,517,804
  • Reported investors28 → 39

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 6, 2010Amendment$2,517,804$629,446vs Nov 16, 201039SEC filing
Nov 16, 2010Amendment$1,888,358$209,818vs Nov 2, 201028SEC filing
Nov 2, 2010Amendment$1,678,540$440,617vs Oct 6, 201021SEC filing
Oct 6, 2010Amendment$1,237,923$20,982vs Sep 28, 201019SEC filing
Sep 28, 2010Amendment$1,216,941$62,945vs Sep 21, 201018SEC filing
Sep 21, 2010Amendment$1,153,996$20,982vs Sep 14, 201016SEC filing
Sep 14, 2010Amendment$1,133,014$188,835vs Sep 1, 201015SEC filing
Sep 1, 2010Amendment$944,179$62,946vs Aug 24, 201013SEC filing
Aug 24, 2010Amendment$881,233$356,690vs Aug 3, 201010SEC filing
Aug 3, 2010Initial$524,543No comparison5SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$378K
Finders' fees
$0
Form D file number
021-145845
An additional .50 units of working interest was sold through the joint venture. The sponsor reduced its carried working interest and the joint venture increased its working interest by .50 units.
JOINT VENTURE INTERESTS
SALES COMMISSION AND DUE DILIGENCE FEE

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SCOTT SCHAFER2594238RED RIVER SECURITIES, LLC · CRD 149860
SCOTT JOHNSON5653170RED RIVER SECURITIES, LLC · CRD 149860
DARRELL ROGERS5713511RED RIVER SECURITIES, LLC · CRD 149860
JEROLD CRAVEN5713279RED RIVER SECURITIES, LLC · CRD 149860
BENJAMIN COX5761085RED RIVER SECURITIES, LLC · CRD 149860
JERRY TRAHAN4496771RED RIVER SECURITIES, LLC · CRD 149860
MATTHEW LOMELO5769367RED RIVER SECURITIES, LLC · CRD 149860
MARTY JOHNSON5204296RED RIVER SECURITIES, LLC · CRD 149860
CHRISTIAN SCHUCKERT5494109RED RIVER SECURITIES, LLC · CRD 149860
CHRISTOPHER LOPEZ5721523RED RIVER SECURITIES, LLC · CRD 149860
DAVID TURNER5689986RED RIVER SECURITIES, LLC · CRD 149860
PHILLIP HAMBLIN5838669RED RIVER SECURITIES, LLC · CRD 149860
Jairo Andrew Torres5669046RED RIVER SECURITIES, LLC · CRD 149860

Source: Form D, filed Dec 6, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Terry Gray Executive
Brian Hardwick Executive
Regal Energy, Llc Regal Energy, Llc Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
5601 Democracy Drive, Suite 215
Plano, TX, 75024