Form D · Other
Regal Resources Ltd
Perth, Western Australia, C3 · CIK 0001628129
Offering snapshot reported Jan 23, 2015 · SEC filing
- Reported sold
- $1.69M Offering amount: $1.69M
- Investors reported
- 72 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 28, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 23, 2015 | Initial | $1,691,000 | No comparison | 72 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $84.6K
- Form D file number
- 021-232763
Total offering amount was AUD$2,000,000. Exchange rate used is AUD$1.00 = US$0.8455.
Finder's fees paid AUD$100,000 = US$84,500 at exchange rate of AUD$1.00 = US$0.8455
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sprott Global Resource Investments Ltd. | 35878 |
Source: Form D, filed Jan 23, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Simon Dorling | Director |
| Angus Edgar | Director |
| Rohan Gillespie | Executive |
| Mark Savich | Director |
| Mitchell Wells | Executive |
| David Young | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Ground Floor 11 Ventnor Avenue
Perth, Western Australia, C3, 6005
Perth, Western Australia, C3, 6005